Concept Paper Encourage / Discourage decisions are published and available in eXCHANGE as of 11/1/23.
The Seeding Critical Advances for Leading Energy technologies with Untapped Potential 2023 (SCALEUP 2023) Funding Opportunity Announcement provides a vital mechanism for the support of innovative energy R&D that complements ARPA-E’s primary R&D focus on early-stage transformational energy technologies that still require proof-of-concept.
An enduring challenge to ARPA-E’s mission is that even technologies that achieve substantial technical advancement under ARPA-E support face significant remaining technical and commercial risks upon completion of an award's funding period, and thus are at risk of being stranded in their development path once ARPA-E funding ends. Experience across ARPA-E’s diverse energy portfolios, and input from a wide range of investors and industry stakeholders, indicates that pre-commercial “scaling” projects are critical to establishing that performance and cost parameters can be met in practice for these potentially transformative technologies. These pre-commercial scaling projects aim to translate the performance achieved at bench scale to commercially scalable versions of the technology, integrate the technology with broader systems, provide extended performance data, and validate the manufacturability and reliability of new energy technologies. Success in these scaling projects should enable industry, investors, and partners to justify the substantial commitments of financial resources, personnel, manufacturing facilities, and materials necessary to subsequently deploy the technologies at commercial scale.
The SCALEUP 2023 FOA seeks to scale the most promising technologies previously funded by ARPA-E. The stranding of promising ARPA-E-funded technologies in their development pathways leaves substantial intellectual property developed with American taxpayer dollars vulnerable to adoption by foreign competitors, who can and do capture it for continued development – and economic benefit – overseas. This harms national competitiveness, as U.S. industries often lose the lead on the development, scaling, and manufacturing of technologies necessary to compete in rapidly evolving global energy markets. Thus, projects selected for SCALEUP 2023 will meet ARPA-E’s statutory direction to achieve the above goals by “accelerating transformational technological advances in areas that industry by itself is not likely to undertake because of technical and financial uncertainty”. [1]
[1] 42 U.S.C. §16538(c)(2)(a-c)